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Detailed Report
Stephen D Garrett Jr
STEPHEN D GARRETT JR, STEPHEN DOWLEN GARRETT JR
CRD#: 2523404
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 611 Woodward Ave, Floor MZ
Detroit, MI 48226
Registration History
19952000200520102015202020252 FIRMS2018 - Present (6 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1999 - 2002 (2 years)BNYLIFE SECURITIES INC. (CRD# 5167)1995 - 1995 (<1 year)
License(s)

State Registrations

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Alabama 7/9/2018
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Montana 7/9/2018
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Alaska 7/9/2018
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Nebraska 7/9/2018
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Arizona 7/9/2018
B
Nevada 7/9/2018
B
Arkansas 7/9/2018
B
New Hampshire 7/9/2018
B
California 7/9/2018
B
New Jersey 7/9/2018
B
Colorado 7/9/2018
B
New Mexico 7/9/2018
B
Connecticut 7/9/2018
B
New York 7/9/2018
B
Delaware 7/9/2018
IA
New York 5/6/2022
B
District of Columbia 7/9/2018
B
North Carolina 7/11/2018
B
Florida 7/9/2018
B
North Dakota 7/9/2018
B
Georgia 7/9/2018
B
Ohio 7/9/2018
IA
Georgia 7/9/2018
B
Oklahoma 7/9/2018
B
Hawaii 7/9/2018
B
Oregon 7/9/2018
B
Idaho 7/9/2018
B
Pennsylvania 7/9/2018
B
Illinois 7/9/2018
B
Puerto Rico 7/9/2018
IA
Illinois 10/20/2020
B
Rhode Island 7/9/2018
B
Indiana 7/9/2018
B
South Carolina 7/9/2018
B
Iowa 7/9/2018
B
South Dakota 7/9/2018
B
Kansas 7/9/2018
B
Tennessee 7/9/2018
B
Kentucky 7/9/2018
B
Texas 7/9/2018
B
Louisiana 7/9/2018
IA
Texas 7/9/2018
B
Maine 7/9/2018
B
Utah 7/9/2018
B
Maryland 7/9/2018
B
Vermont 7/9/2018
B
Massachusetts 7/9/2018
B
Virgin Islands 7/9/2018
B
Michigan 7/9/2018
B
Virginia 7/9/2018
IA
Michigan 8/10/2018
B
Washington 7/9/2018
B
Minnesota 7/9/2018
B
West Virginia 7/9/2018
B
Mississippi 7/9/2018
B
Wisconsin 7/9/2018
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Missouri 7/9/2018
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Wyoming 7/9/2018

SRO Registrations

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 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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J.P. MORGAN SECURITIES LLC (CRD#:79)
611 Woodward Ave, Floor MZ, Detroit, MI 48226
Registered with this firm since 7/9/2018
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
611 Woodward Ave, Floor MZ, Detroit, MI 48226
Registered with this firm since 4/24/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
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 02/18/1999 - 01/15/2002 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
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 06/01/1995 - 11/10/1995 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.