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Bradley Clifford Kaiser
Brad Kaiser
CRD#: 2523397
IA
Investment Adviser
B
Broker
HG WEALTH PARTNERS LLCCRD#: 330906 LONG BEACH, CA
HAMILTON GRANT LLCCRD#: 166180 Long Beach, CA
Registration History
19952000200520102015202020252 FIRMS2009 - 2024 (15 years)2 FIRMS2024 - Present (<1 year)BHAMILTON GRANT LLC (CRD# 166180)2014 - 2023 (9 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)2004 - 2009 (4 years)BCOMPUTER CLEARING SERVICES INC (CRD# 20776)2000 - 2003 (2 years)BWELLS FARGO SECURITIES INC. (CRD# 17438)1995 - 1996 (<1 year)BPACIFIC COAST FINANCIAL SECURI... (CRD# 29267)1994 - 1995 (<1 year)IANATIONAL PLANNING CORPORATION ... (CRD# 29604)2006 - 2009 (3 years)IAVALDES, KAISER & ASSOCIATES, LLC (CRD# 146589)2008 - 2009 (<1 year)
Disclosure(s)
View By:
2/16/2022
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 5/3/2024

B
New Jersey 5/3/2024

B
California 5/3/2024

B
New York 5/3/2024

IA
California 6/14/2024

B
Texas 5/6/2024

B
Connecticut 5/3/2024

B
Utah 5/22/2024

B
Illinois 11/7/2024

B
Washington 8/6/2024

B
Nevada 5/3/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HG WEALTH PARTNERS LLC (CRD#:330906)
LONG BEACH, CA
Registered with this firm since 6/14/2024

B
HAMILTON GRANT LLC (CRD#:166180)
Long Beach, CA
Calabasas, CA
Registered with this firm since 5/3/2024

Previous Registration(s)
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IA
02/11/2009 - 04/19/2024 WESTERN INTERNATIONAL SECURITIES (CRD#:39262) Pasadena, CA
B
02/11/2009 - 04/19/2024 WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262) Pasadena, CA
B
01/17/2014 - 04/06/2023 HAMILTON GRANT LLC (CRD#:166180) Calabasas, CA
IA
02/27/2006 - 02/10/2009 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) EL SEGUNDO, CA
B
08/19/2004 - 02/10/2009 NATIONAL PLANNING CORPORATION (CRD#:29604) EL SEGUNDO, CA
IA
05/19/2008 - 02/09/2009 VALDES, KAISER & ASSOCIATES, LLC (CRD#:146589) EL SEGUNDO, CA
B
06/05/2000 - 01/15/2003 COMPUTER CLEARING SERVICES INC (CRD#:20776) GLENDALE, CA
B
09/18/1995 - 01/12/1996 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
09/01/1994 - 01/10/1995 PACIFIC COAST FINANCIAL SECURITIES, INC. (CRD#:29267)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.