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DEREK ALLEN COOK
CRD#: 2522692
IA
B
BLACKROCK FINANCIAL MANAGEMENT, INCCRD#: 107105 50 HUDSON YARDS
NEW YORK, NY 10001
NEW YORK, NY 10001
BLACKROCK INVESTMENTS, LLCCRD#: 38642 Westfield, IN
0
Disclosures
30
Years of Experience
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State Registrations
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Alabama 8/13/2015
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Nebraska 8/13/2015
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Alaska 8/13/2015
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Nevada 8/13/2015
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Arizona 8/13/2015
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New Hampshire 8/13/2015
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Arkansas 8/13/2015
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New Jersey 5/27/2011
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California 8/13/2015
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New Mexico 8/13/2015
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Colorado 8/13/2015
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New York 5/27/2011
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Connecticut 8/13/2015
IA
New York 2/3/2022
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Delaware 8/13/2015
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North Carolina 8/13/2015
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District of Columbia 8/13/2015
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North Dakota 8/13/2015
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Florida 8/13/2015
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Ohio 8/13/2015
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Georgia 8/13/2015
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Oklahoma 8/13/2015
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Hawaii 8/13/2015
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Oregon 8/13/2015
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Idaho 8/13/2015
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Pennsylvania 8/13/2015
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Illinois 2/24/2014
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Puerto Rico 8/13/2015
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Indiana 5/27/2011
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Rhode Island 8/13/2015
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Indiana 5/27/2011
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South Carolina 8/13/2015
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Iowa 8/13/2015
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South Dakota 8/13/2015
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Kansas 8/13/2015
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Tennessee 8/13/2015
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Kentucky 8/13/2015
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Texas 8/13/2015
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Louisiana 8/13/2015
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Utah 8/13/2015
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Maine 8/13/2015
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Vermont 8/13/2015
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Maryland 8/13/2015
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Virgin Islands 8/13/2015
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Massachusetts 8/13/2015
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Virginia 8/13/2015
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Michigan 8/13/2015
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Washington 8/13/2015
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Minnesota 8/13/2015
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West Virginia 8/13/2015
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Mississippi 8/13/2015
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Wisconsin 8/13/2015
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Missouri 8/13/2015
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Wyoming 8/13/2015
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Montana 8/13/2015
SRO Registrations
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View Exams Passed by the individual in the detailed report
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B
IA
Registered with this firm since 5/27/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/09/2000 - 05/09/2011 | JERSEY CITY, NJ | |
B | 03/27/2000 - 05/09/2011 | JERSEY CITY, NJ | |
B | 10/30/1998 - 02/25/2000 | CHICAGO, IL | |
B | 02/23/1995 - 10/01/1998 | NEW YORK, NY | |
B | 11/22/1994 - 03/20/1995 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.