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Detailed Report
DAVID NICHOLAS CLARK
DAVID N CLARK, DAVID CLARK
CRD#: 2522650
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Investment Adviser
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Previous Broker
ASTORIA PORTFOLIO ADVISORS LLCCRD#: 288271 500 7TH AVENUE
9TH FLOOR
NEW YORK, NY 10018
Registration History
1995200020052010201520202025IAASTORIA PORTFOLIO ADVISORS LLC (CRD# 288271)2021 - Present (3 years)BSG AMERICAS SECURITIES, LLC (CRD# 128351)2012 - 2018 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - 2011 (17 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2011 (7 years)
License(s)

State Registrations

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New Jersey 6/9/2021
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Texas 5/27/2021
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New York 6/18/2021
Current Registration(s)
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ASTORIA PORTFOLIO ADVISORS LLC (CRD#:288271)
500 7TH AVENUE 9TH FLOOR, NEW YORK, NY 10018
Madison, NJ
Registered with this firm since 5/27/2021
Previous Registration(s)
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 11/02/2012 - 07/02/2018 SG AMERICAS SECURITIES, LLC (CRD#:128351) NEW YORK, NY
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 07/22/2004 - 12/15/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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 09/08/1994 - 12/15/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.