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David C Timms
DAVID CLARENCE TIMMS
CRD#: 2522435
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
1995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - Present (27 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - Present (28 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1994 - 1996 (1 year)
Disclosure(s)
View By:
9/24/2007
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
California 8/20/1996

B
New York 8/16/1996

B
Colorado 3/19/2002

B
North Carolina 6/28/2002

B
Florida 8/22/1996

B
South Carolina 8/22/1996

B
Georgia 8/16/1996

B
Tennessee 4/23/1999

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Georgia 2/22/2004

B
Texas 2/14/2007

B
Illinois 2/14/2007

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Texas 2/14/2007

B
Massachusetts 2/14/2007

B
Utah 2/14/2007

B
Michigan 9/16/2010

B
Washington 1/24/2018

B
New Jersey 3/8/2004

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 3/25/1997

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 8/16/1996

Previous Registration(s)
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10/04/1994 - 08/21/1996 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.