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Detailed Report
MATTHEW RAY BOTT
MATT BOTT
CRD#: 2521201
IA
Investment Adviser
B
Broker
CREATIVEONE SECURITIES, LLCCRD#: 152974 5889 S GREENWOOD PLAZA BLVD STE 210
GREENWOOD VILLAGE, CO 80111
Registration History
19952000200520102015202020254 FIRMS2000 - 2001 (1 year)2 FIRMS2002 - 2003 (<1 year)2 FIRMS2003 - 2008 (5 years)2 FIRMS2008 - 2013 (5 years)2 FIRMS2013 - 2016 (2 years)5 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - Present (6 years)BMULTI-FINANCIAL SECURITIES COR... (CRD# 10299)2000 - 2002 (2 years)BLOCUST STREET SECURITIES, INC. (CRD# 1703)1998 - 2000 (2 years)BBIRCHTREE FINANCIAL SERVICES, INC. (CRD# 15014)1997 - 1998 (1 year)BDICKINSON & CO. (CRD# 689)1994 - 1997 (2 years)IAMULTI-FINANCIAL SECURITIES COR... (CRD# 10299)2001 - 2002 (1 year)
License(s)

State Registrations

B
Colorado 4/13/2018
B
Iowa 4/13/2018
IA
Colorado 4/13/2018
B
New York 6/5/2019
B
Illinois 9/8/2023
B
Texas 4/13/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CREATIVEONE SECURITIES, LLC (CRD#:152974)
5889 S GREENWOOD PLAZA BLVD STE 210, GREENWOOD VILLAGE, CO 80111
Highlands Ranch, CO
Registered with this firm since 4/13/2018
B
CREATIVEONE SECURITIES, LLC (CRD#:152974)
5889 S GREENWOOD PLAZA BLVD STE 210, GREENWOOD VILLAGE, CO 80111
Highlands Ranch, CO
Registered with this firm since 4/13/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/01/2016 - 02/21/2018 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) DENVER, CO
B
 03/01/2016 - 02/21/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
 03/01/2016 - 02/21/2018 INVESTMENT CENTERS OF AMERICA, INC. (CRD#:16443) APPLETON, WI
B
 03/01/2016 - 02/21/2018 NATIONAL PLANNING CORPORATION (CRD#:29604) DENVER, CO
B
 03/01/2016 - 02/21/2018 SII INVESTMENTS, INC. (CRD#:2225) APPLETON, WI
IA
 12/19/2013 - 03/01/2016 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) Denver, CO
B
 12/13/2013 - 03/01/2016 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) Denver, CO
IA
 01/14/2008 - 11/21/2013 BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC (CRD#:139627) PANORA, IA
B
 01/14/2008 - 11/21/2013 BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (CRD#:139627) GRANTS PASS, OR
IA
 02/14/2003 - 01/09/2008 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DENVER, CO
B
 01/29/2003 - 01/09/2008 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DENVER, CO
B
 09/26/2002 - 01/10/2003 VESTAX SECURITIES CORPORATION (CRD#:10332) HUDSON, OH
B
 07/19/2002 - 01/10/2003 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
IA
 07/03/2001 - 12/31/2002 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) DENVER, CO
B
 04/14/2000 - 12/31/2002 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) GREENWOOD VILLAGE, CO
B
 08/16/2000 - 10/23/2001 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
B
 05/02/2000 - 10/23/2001 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
B
 04/20/2000 - 09/14/2001 VESTAX SECURITIES CORPORATION (CRD#:10332) HUDSON, OH
B
 05/02/2000 - 07/31/2001 COMPULIFE INVESTOR SERVICES, INC. (CRD#:21543) ST. CLOUD, MN
B
 07/14/1998 - 08/15/2000 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
B
 01/02/1997 - 07/13/1998 BIRCHTREE FINANCIAL SERVICES, INC. (CRD#:15014) MINNEAPOLIS, MN
B
 08/02/1994 - 01/01/1997 DICKINSON & CO. (CRD#:689)
FINRA expelled the firm on 04/07/1998
DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.