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Detailed Report
ALLEN GEORGE OECHSNER
CRD#: 2520302
IA
Investment Adviser
B
Broker
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 1 PROMENADE STREET
BUILDING 1, SUITE 202
BLUFFTON, SC 29910
B. RILEY WEALTH MANAGEMENTCRD#: 2543 1 PROMENADE STREET BUILDING 1 SUITE 202
BLUFFTON, SC 29910
Registration History
1995200020052010201520202025IAB. RILEY WEALTH ADVISORS, INC. (CRD# 115927)2008 - Present (16 years)BB. RILEY WEALTH MANAGEMENT (CRD# 2543)2022 - Present (2 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2008 - 2022 (14 years)BMELHADO, FLYNN & ASSOCIATES, INC. (CRD# 7340)2002 - 2008 (5 years)BUST FINANCIAL SERVICES CORP. (CRD# 36881)1995 - 2001 (6 years)
License(s)

State Registrations

B
District of Columbia 7/22/2022
B
North Carolina 7/22/2022
B
Florida 7/22/2022
B
Oregon 7/22/2022
B
Georgia 7/22/2022
B
Pennsylvania 7/22/2022
B
Illinois 7/22/2022
B
Rhode Island 12/1/2022
B
Maryland 7/22/2022
IA
South Carolina 8/13/2008
B
Massachusetts 5/17/2024
B
South Carolina 7/22/2022
B
New Jersey 7/22/2022
B
Texas 10/4/2023
B
New York 7/22/2022
B
Virginia 7/22/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
B. RILEY WEALTH ADVISORS, INC. (CRD#:115927)
1 PROMENADE STREET BUILDING 1, SUITE 202, BLUFFTON, SC 29910
Registered with this firm since 8/13/2008
B
B. RILEY WEALTH MANAGEMENT (CRD#:2543)
1 PROMENADE STREET BUILDING 1 SUITE 202, BLUFFTON, SC 29910
Registered with this firm since 7/22/2022
Previous Registration(s)
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B
 05/14/2008 - 07/22/2022 NATIONAL SECURITIES CORPORATION (CRD#:7569) BLUFFTON, SC
B
 08/01/2002 - 05/28/2008 MELHADO, FLYNN & ASSOCIATES, INC. (CRD#:7340) BLUFFTON, SC
B
 03/24/1995 - 08/31/2001 UST FINANCIAL SERVICES CORP. (CRD#:36881) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.