Individual Firm
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ROBERT STYLES DAVENPORT
ROB DAVENPORT
CRD#: 2518990
IA
B
FARTHERCRD#: 302050 Las Vegas, NV
View By:
7/23/2020
Customer Dispute
Settled
8/14/2014
Customer Dispute
Denied
State Registrations
IA
Nevada 10/9/2023
IA
Texas 10/6/2023
IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/20/2009 - 11/02/2023 | LAS VEGAS, NV | |
B | 10/31/2008 - 10/23/2017 | LAS VEGAS, NV | |
IA | 11/03/2008 - 06/27/2017 | LAS VEGAS, NV | |
IA | 08/20/2003 - 11/05/2008 | LAS VEGAS, NV | |
B | 07/25/2003 - 11/05/2008 | LAS VEGAS, NV | |
IA | 06/09/2000 - 07/24/2003 | LAS VEGAS, NV | |
B | 08/02/1994 - 07/24/2003 | SPRINGFIELD, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.