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DAVID BRUCE KOTALIK
CRD#: 2518663
IA
B
MORGAN STANLEYCRD#: 149777 300 Linden Oaks
Suite 200
Rochester, NY 14625
Suite 200
Rochester, NY 14625
0
Disclosures
30
Years of Experience
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State Registrations
B
Arizona 2/6/2017
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Nevada 11/10/2020
B
Arkansas 6/22/2018
B
New Hampshire 6/1/2009
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 6/1/2009
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New York 6/16/2021
B
Delaware 7/27/2017
B
North Carolina 6/1/2009
B
District of Columbia 10/10/2017
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Georgia 6/1/2009
B
Puerto Rico 9/16/2019
B
Illinois 6/1/2009
B
Rhode Island 6/1/2009
B
Indiana 6/1/2009
B
South Carolina 8/18/2010
B
Kansas 10/12/2017
B
Tennessee 7/18/2017
B
Maine 10/4/2012
B
Texas 6/1/2009
B
Maryland 6/1/2009
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Texas 5/15/2020
B
Massachusetts 6/1/2009
B
Utah 11/18/2011
B
Michigan 6/1/2009
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Vermont 6/1/2009
B
Minnesota 6/1/2009
B
Virginia 6/1/2009
B
Mississippi 11/18/2021
B
Washington 6/1/2009
B
Montana 6/9/2022
B
Wisconsin 10/21/2013
B
Nebraska 1/29/2024
SRO Registrations
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B
B
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Registered with this firm since 5/15/2020
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/24/1999 - 06/01/2009 | ROCHESTER, NY | |
B | 07/05/1995 - 09/28/1999 | ST. LOUIS, MO | |
B | 10/11/1994 - 06/06/1995 | ROCHESTER, NY |
ROCHESTER, NY
10/11/1994 - 06/06/1995
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.