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MINA CHOO
MINA K CHOO
CRD#: 2518409
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 TWO EMBARCADERO CENTER
SUITE 1200
SAN FRANCISCO, CA 94111
Registration History
19952000200520102015202020252 FIRMS2008 - Present (16 years)BUBS SECURITIES LLC (CRD# 7654)2006 - 2008 (2 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1994 - 2006 (11 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1997 - 2008 (10 years)
License(s)

State Registrations

B
California 6/26/2008

IA
California 6/27/2008

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
TWO EMBARCADERO CENTER SUITE 1200, SAN FRANCISCO, CA 94111
Registered with this firm since 6/27/2008

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
TWO EMBARCADERO CENTER SUITE 1200, SAN FRANCISCO, CA 94111
Registered with this firm since 6/26/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/08/1997 - 06/27/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
B
01/16/2006 - 06/18/2008 UBS SECURITIES LLC (CRD#:7654) SAN FRANCISCO, CA
B
10/24/1994 - 01/16/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.