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Detailed Report
MARK CONRAD LAJOIE
MARK LA JOIE, MARK LAJOIE
CRD#: 2518182
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 500 N CIRCLE DR
COLORADO SPRINGS, CO 80909
Registration History
19952000200520102015202020252 FIRMS2003 - 2009 (6 years)2 FIRMS2009 - 2016 (6 years)2 FIRMS2016 - Present (8 years)BTHE ADVISORS GROUP, INC. (CRD# 14035)2000 - 2003 (2 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2000 - 2000 (<1 year)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1996 - 2000 (3 years)BNEW ENGLAND SECURITIES (CRD# 615)1994 - 1996 (1 year)IATHE ADVISORS GROUP, INC. (CRD# 14035)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Arizona 8/26/2016
B
Missouri 11/9/2018
B
Arkansas 5/16/2017
B
Montana 5/16/2017
B
California 8/26/2016
B
Nevada 2/17/2021
B
Colorado 8/26/2016
B
North Carolina 11/21/2023
IA
Colorado 8/26/2016
B
Ohio 9/2/2019
B
District of Columbia 8/26/2016
B
Oregon 1/22/2019
B
Florida 5/24/2022
B
Pennsylvania 9/17/2020
B
Georgia 6/18/2021
B
South Carolina 3/1/2023
B
Idaho 1/5/2023
B
Tennessee 9/27/2023
B
Illinois 9/27/2023
B
Texas 8/26/2016
B
Kansas 5/16/2017
IA
Texas 8/26/2016
B
Massachusetts 3/1/2023
B
Virginia 9/27/2023
B
Michigan 1/25/2021
B
Washington 9/27/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
500 N CIRCLE DR, COLORADO SPRINGS, CO 80909
1800 S NEVADA AVE, COLORADO SPRINGS, CO 80905
Registered with this firm since 8/26/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
500 N CIRCLE DR, COLORADO SPRINGS, CO 80909
1800 S NEVADA AVE, COLORADO SPRINGS, CO 80905
Registered with this firm since 8/26/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/04/2009 - 09/01/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) COLORADO SPRINGS, CO
B
 11/04/2009 - 09/01/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) COLORADO SPRINGS, CO
IA
 11/17/2003 - 11/05/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) COLORADO SPRINGS, CO
B
 11/17/2003 - 11/05/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) COLORADO SPRINGS, CO
IA
 04/02/2003 - 10/29/2003 THE ADVISORS GROUP, INC. (CRD#:14035) GREENWOOD VILLIAGE, CO
B
 12/04/2000 - 10/29/2003 THE ADVISORS GROUP, INC. (CRD#:14035) BETHESDA, MD
B
 02/18/2000 - 11/30/2000 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) LINCOLN, NE
B
 04/18/1996 - 03/01/2000 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
 07/29/1994 - 04/09/1996 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.