• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JAMES HERBERT HUNDLEY
CRD#: 2517897
IA
Investment Adviser
B
Broker
IC ADVISORY SERVICES, INC.CRD#: 140190 1 TROUT BROOK ROAD
STANHOPE, NJ 07874
THE INVESTMENT CENTER, INC.CRD#: 17839 STANHOPE, NJ
Registration History
19952000200520102015202020252 FIRMS2018 - Present (6 years)BHD VEST INVESTMENT SERVICES (CRD# 13686)1997 - 2018 (21 years)BTFS SECURITIES, INC. (CRD# 20626)1994 - 1997 (2 years)IAH.D. VEST ADVISORY SERVICES, INC (CRD# 104556)2002 - 2018 (15 years)
Disclosure(s)
View By:
5/16/2022
Customer Dispute
Settled
License(s)

State Registrations

B
California 4/2/2018

IA
New Jersey 4/10/2018

B
Florida 4/2/2018

B
New York 4/2/2018

IA
Florida 10/24/2019

IA
New York 4/13/2021

B
Georgia 4/2/2018

B
North Carolina 4/2/2018

B
Maryland 7/20/2022

B
Pennsylvania 4/2/2018

B
Michigan 4/3/2018

B
South Carolina 4/2/2018

B
New Jersey 4/2/2018

B
Texas 7/8/2021

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
IC ADVISORY SERVICES, INC. (CRD#:140190)
1 TROUT BROOK ROAD, STANHOPE, NJ 07874
Registered with this firm since 4/10/2018

B
THE INVESTMENT CENTER, INC. (CRD#:17839)
STANHOPE, NJ
Registered with this firm since 4/2/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/02/2002 - 04/03/2018 H.D. VEST ADVISORY SERVICES, INC (CRD#:104556) NEWTON, NJ
B
02/03/1997 - 04/03/2018 HD VEST INVESTMENT SERVICES (CRD#:13686) Mount Olive, NJ
B
08/31/1994 - 02/12/1997 TFS SECURITIES, INC. (CRD#:20626) LINCROFT, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.