Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DEBRA C FUKAWA
DEBRA K CHEUNG
CRD#: 2517776
IA
Investment Adviser
B
Broker
PASADENA PRIVATE WEALTH, LLCCRD#: 295178 2 NORTH LAKE AVENUE
SUITE 520
PASADENA, CA 91101
GT SECURITIES, INC.CRD#: 116012 SAN GABRIEL, CA
Registration History
19952000200520102015202020252 FIRMS2004 - 2018 (13 years)BGT SECURITIES, INC. (CRD# 116012)2025 - Present (<1 year)IAPASADENA PRIVATE WEALTH, LLC (CRD# 295178)2018 - Present (6 years)BPENSIONMARK SECURITIES, LLC (CRD# 283952)2020 - 2024 (4 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2018 - 2020 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - 2002 (7 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1997 - 2002 (5 years)
License(s)

State Registrations

IA
California 5/18/2018
B
California 2/20/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
GT SECURITIES, INC. (CRD#:116012)
SAN GABRIEL, CA
Registered with this firm since 2/20/2025
IA
PASADENA PRIVATE WEALTH, LLC (CRD#:295178)
2 NORTH LAKE AVENUE SUITE 520, PASADENA, CA 91101
Registered with this firm since 5/18/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/18/2020 - 05/02/2024 PENSIONMARK SECURITIES, LLC (CRD#:283952) Pasadena, CA
B
 05/18/2018 - 05/18/2020 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Pasadena, CA
IA
 05/25/2004 - 05/22/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
B
 06/25/2004 - 05/22/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
IA
 07/08/1997 - 08/08/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) BEVERLY HILLS, CA
B
 09/06/1994 - 08/08/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.