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Miguel Maquet-Diafouka
MICHAEL DIAFOUKA, MICHAEL MAQUET, MIGUEL PATRICK MAQUET-DIAFOUKA, MIGUEL PATRICK MAQUETDIAFOUKA, Michael Maquet-Diafouka
CRD#: 2517222
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1285 Avenue of the Americas
15th & 16th floor
New York, NY 10019
UBS SECURITIES LLCCRD#: 7654 1285 AVENUE OF THE AMERICAS
NEW YORK, NY 10019
Registration History
19952000200520102015202020253 FIRMS2020 - Present (4 years)BNYLIFE DISTRIBUTORS LLC (CRD# 35350)2009 - 2013 (3 years)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)2000 - 2007 (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 2000 (3 years)BJ.P. MORGAN SECURITIES INC. (CRD# 15733)1994 - 1996 (2 years)
License(s)

State Registrations

B
Alabama 5/9/2022

B
Nevada 5/16/2022

B
Alaska 5/2/2022

B
New Hampshire 5/3/2022

B
Arizona 5/10/2022

B
New Jersey 9/2/2020

B
Arkansas 5/2/2022

IA
New Jersey 9/2/2020

B
California 4/29/2022

B
New Mexico 5/2/2022

B
Colorado 5/5/2022

IA
New York 10/26/2021

B
Connecticut 5/2/2022

B
New York 4/29/2022

B
Delaware 5/3/2022

B
North Carolina 5/2/2022

B
District of Columbia 5/5/2022

B
North Dakota 5/4/2022

B
Florida 5/2/2022

B
Ohio 4/29/2022

B
Georgia 5/2/2022

B
Oklahoma 5/3/2022

B
Hawaii 5/2/2022

B
Oregon 5/4/2022

B
Idaho 5/2/2022

B
Pennsylvania 5/2/2022

B
Illinois 5/4/2022

B
Puerto Rico 5/4/2022

B
Indiana 5/18/2022

B
Rhode Island 5/10/2022

B
Iowa 4/29/2022

B
South Carolina 5/11/2022

B
Kansas 5/13/2022

B
South Dakota 5/20/2022

B
Kentucky 5/3/2022

B
Tennessee 5/2/2022

B
Louisiana 5/9/2022

B
Texas 4/30/2022

B
Maine 4/29/2022

B
Utah 5/11/2022

B
Maryland 5/3/2022

B
Vermont 4/29/2022

B
Massachusetts 5/2/2022

B
Virgin Islands 5/9/2022

B
Michigan 5/4/2022

B
Virginia 5/2/2022

B
Minnesota 5/3/2022

B
Washington 5/4/2022

B
Mississippi 5/4/2022

B
West Virginia 5/5/2022

B
Missouri 4/29/2022

B
Wisconsin 4/29/2022

B
Montana 4/29/2022

B
Wyoming 5/2/2022

B
Nebraska 5/12/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1285 Avenue of the Americas 15th & 16th floor, New York, NY 10019
Upper Saddle River, NJ
Registered with this firm since 9/2/2020

B
UBS SECURITIES LLC (CRD#:7654)
1285 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
Upper Saddle River, NJ
Registered with this firm since 4/24/2020

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1285 Avenue of the Americas 15th & 16th floor, New York, NY 10019
Upper Saddle River, NJ
Registered with this firm since 1/16/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/20/2009 - 01/31/2013 NYLIFE DISTRIBUTORS LLC (CRD#:35350) NEW YORK, NY
B
04/05/2000 - 07/11/2007 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) NEWARK, NJ
B
07/29/1996 - 03/01/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
08/08/1994 - 09/30/1996 J.P. MORGAN SECURITIES INC. (CRD#:15733) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.