Individual Firm
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CHRIS ALLEN HUDSON
CHRISTOPHER A HUDSON, CHRISTOPHER ALLEN HUDSON
CRD#: 2517201
IA
B
MORGAN STANLEYCRD#: 149777 4969 US Highway 42
Suite 1200
Louisville, KY 40222
Suite 1200
Louisville, KY 40222
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9/1/2020
Customer Dispute
Denied
9/20/1996
Employment Separation After Allegations
State Registrations
B
Alabama 2/1/2022
B
Michigan 5/27/2014
B
Arizona 5/4/2012
B
Montana 6/17/2021
B
Arkansas 1/22/2019
B
New York 5/4/2012
B
California 5/4/2012
B
North Carolina 5/4/2012
B
Colorado 12/7/2017
B
Ohio 5/4/2012
B
Florida 5/14/2012
B
South Carolina 2/20/2019
B
Georgia 3/5/2019
B
Texas 5/4/2012
B
Illinois 5/4/2012
IA
Texas 5/9/2012
B
Indiana 5/11/2012
B
Virginia 5/4/2012
B
Kentucky 5/4/2012
B
Washington 2/15/2019
IA
Kentucky 5/4/2012
B
West Virginia 11/21/2022
B
Maryland 5/4/2012
B
Wisconsin 2/18/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/4/2012
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Registered with this firm since 5/4/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/08/2004 - 05/10/2012 | LOUISVILLE, KY | |
B | 08/14/2000 - 05/10/2012 | LOUISVILLE, KY | |
B | 10/25/1996 - 08/14/2000 | NEW YORK, NY | |
B | 08/31/1994 - 10/07/1996 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.