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Jose Eleazar Flores Jr
JOE E FLORES JR, JOE FLORES JR, JOE FLORES, JOSE E FLORES, JOSE FLORES
CRD#: 2516847
IA
B
EDWARD JONESCRD#: 250 1517 State St Suite 101
Sarasota, FL 34236-5825
Sarasota, FL 34236-5825
0
Disclosures
20
Years of Experience
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State Registrations
B
Alabama 1/30/2025
B
New Jersey 12/13/2022
B
Florida 8/7/2015
B
New Mexico 2/4/2025
IA
Florida 8/10/2015
B
New York 3/19/2020
B
Illinois 1/29/2018
B
Pennsylvania 8/10/2015
B
Massachusetts 4/17/2024
B
South Carolina 11/6/2023
B
Michigan 11/3/2016
B
Texas 5/4/2016
B
Minnesota 2/12/2021
IA
Texas 1/15/2019
B
Missouri 8/11/2022
B
Wisconsin 12/14/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/10/2015
B
Registered with this firm since 8/7/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/24/2013 - 08/24/2015 | SARASOTA, FL | |
B | 09/26/2013 - 08/24/2015 | SARASOTA, FL | |
IA | 06/17/2011 - 01/10/2013 | SARASOTA, FL | |
B | 02/24/2011 - 01/10/2013 | SARASOTA, FL | |
B | 10/04/2006 - 02/13/2007 | FRANKLIN, TN | |
B | 09/25/2000 - 05/23/2005 | BOSTON, MA | |
B | 09/03/1994 - 02/10/1997 | MILWAUKEE, WI | |
B | 09/03/1994 - 02/10/1997 | MILWAUKEE, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.