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JEFFREY LYNN COLEMAN
JEFF COLEMAN
CRD#: 2516592
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 510 MAIN STREET
GRAIN VALLEY, MO 64029
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 GRAIN VALLEY, MO
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2005 (2 years)2 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - Present (12 years)BLIBERTY GROUP, LLC (CRD# 106036)2003 - 2003 (<1 year)BHARTFORD EQUITY SALES COMPANY INC. (CRD# 6604)2002 - 2002 (<1 year)BFORTIS INVESTORS, INC. (CRD# 421)1999 - 2001 (1 year)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1995 - 1999 (4 years)
Disclosure(s)
View By:
2/14/2023
Customer Dispute
Denied
11/13/2019
Judgment / Lien
6/28/2018
Judgment / Lien
12/4/2009
Customer Dispute
Denied
License(s)

State Registrations

IA
California 7/28/2017

B
Missouri 7/17/2012

B
Kansas 1/10/2013

IA
Missouri 7/17/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
510 MAIN STREET, GRAIN VALLEY, MO 64029
Registered with this firm since 7/17/2012

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
GRAIN VALLEY, MO
Registered with this firm since 7/17/2012

Previous Registration(s)
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IA
02/24/2012 - 07/18/2012 FINANCIAL TELESIS, INC. (CRD#:31012) GRAIN VALLEY, MO
B
02/24/2012 - 07/18/2012 FINANCIAL TELESIS INC (CRD#:31012) GRAIN VALLEY, MO
IA
08/21/2009 - 03/08/2012 WADDELL & REED, INC. (CRD#:866) INDEPENDENCE, MO
B
08/21/2009 - 03/08/2012 WADDELL & REED, INC. (CRD#:866) INDEPENDENCE, MO
IA
10/14/2005 - 08/24/2009 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) INDEPENDENCE, MO
B
10/14/2005 - 08/24/2009 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) INDEPENDENCE, MO
IA
05/16/2003 - 10/27/2005 CITICORP INVESTMENT SERVICES (CRD#:23988) SACRAMENTO, CA
B
05/16/2003 - 10/27/2005 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
01/13/2003 - 05/15/2003 LIBERTY GROUP, LLC (CRD#:106036) OAKLAND, CA
B
09/06/2002 - 12/31/2002 HARTFORD EQUITY SALES COMPANY INC. (CRD#:6604) HARTFORD, CT
B
11/03/1999 - 01/04/2001 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
B
10/17/1995 - 11/02/1999 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.