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Scott Pluschau
EDDIE PLUSCHAU, SCOTT W PLUSCHAU, SCOTT WILLAIM PLUSCHAU, SCOTT WILLIAM PLUSCHAU, SCOTT PLUSCHAU
CRD#: 2515182
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 120 MAIN ST
PORT JEFFERSON, NY 11777
Registration History
19952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2024 - Present (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2015 - 2024 (8 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - 2015 (1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)1997 - 2007 (9 years)BCONTINENTAL BROKER-DEALER CORP. (CRD# 14048)1994 - 1997 (2 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2020 - 2024 (4 years)IACITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2007 (2 years)
Disclosure(s)
View By:
10/20/2008
Customer Dispute
Denied
9/23/2008
Customer Dispute
Denied
License(s)

State Registrations

B
California 7/17/2024

IA
New York 4/30/2024

B
Connecticut 4/30/2024

B
North Carolina 4/30/2024

B
New Jersey 4/30/2024

B
Texas 4/30/2024

B
New York 4/30/2024

IA
Texas 4/30/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
120 MAIN ST, PORT JEFFERSON, NY 11777
Registered with this firm since 4/30/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
120 MAIN ST, PORT JEFFERSON, NY 11777
Registered with this firm since 4/30/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/18/2020 - 04/18/2024 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Hauppauge, NY
B
06/05/2015 - 04/18/2024 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Hauppauge, NY
B
05/12/2014 - 05/19/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SOUTHHAMPTON, NY
IA
05/29/2007 - 07/30/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) COMMACK, NY
B
05/29/2007 - 07/30/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) COMMACK, NY
IA
12/06/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) PLAINVIEW, NY
B
09/19/1997 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) PLAINVIEW, NY
B
08/11/1994 - 01/29/1997 CONTINENTAL BROKER-DEALER CORP. (CRD#:14048)
FINRA expelled the firm on 05/06/2004
CARLE PLACE, NY
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.