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Detailed Report
SALVADOR FREITAS LANCASTER
CRD#: 2515181
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 101 West Broadway
Suite 1800
San Diego, CA 92101
Registration History
19952000200520102015202020252 FIRMS1994 - 1994 (<1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2009 (11 years)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1994 - 1997 (2 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2009 (10 years)
Disclosure(s)
View By:
5/1/2001
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arkansas 3/24/2022
B
Nevada 6/17/2020
B
California 6/1/2009
B
New York 6/9/2016
IA
California 6/1/2009
B
North Dakota 9/12/2014
B
Colorado 12/4/2017
B
Texas 6/1/2009
B
Connecticut 6/28/2013
IA
Texas 1/11/2011
B
Delaware 2/23/2015
B
Virginia 5/30/2019
B
District of Columbia 10/11/2019
B
Wisconsin 8/4/2020
B
Florida 7/3/2012
B
Wyoming 5/6/2022
B
Georgia 3/1/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
101 West Broadway Suite 1800, San Diego, CA 92101
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
101 West Broadway Suite 1800, San Diego, CA 92101
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 05/01/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN DIEGO, CA
B
 04/30/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN DIEGO, CA
IA
 05/19/1999 - 05/06/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
B
 10/30/1997 - 05/06/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
B
 11/09/1994 - 10/03/1997 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
B
 10/07/1994 - 10/31/1994 TORREY PINES SECURITIES, INC. (CRD#:17120) SAN DIEGO, CA
B
 07/21/1994 - 09/13/1994 CHATFIELD DEAN & CO., INC. (CRD#:14714) GREENWOOD VILLAGE, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.