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Detailed Report
PERRY JAMES JOHNSON III
CRD#: 2514257
IA
Investment Adviser
B
Broker
SOVRAN ADVISORS, LLCCRD#: 329415 150 S Los Robles Ave
Suite 750
Pasadena, CA 91101
CETERA ADVISOR NETWORKS LLCCRD#: 13572 150 S LOS ROBLES AVE
STE 750
PASADENA, CA 91101
Registration History
19952000200520102015202020252 FIRMS2025 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2017 - 2025 (7 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)2012 - 2017 (5 years)BFIRST INVESTORS CORPORATION (CRD# 305)1994 - 1995 (<1 year)BCHATFIELD DEAN & CO., INC. (CRD# 14714)1994 - 1994 (<1 year)IATRILOGY CAPITAL, INC. (CRD# 281597)2016 - 2025 (9 years)IALPL FINANCIAL LLC (CRD# 6413)2017 - 2017 (<1 year)IANATIONAL PLANNING CORPORATION ... (CRD# 29604)2013 - 2017 (4 years)
License(s)

State Registrations

B
Arizona 2/19/2025
B
Indiana 2/19/2025
B
California 2/19/2025
B
Mississippi 3/11/2025
IA
California 2/19/2025
B
Nevada 3/5/2025
B
Georgia 2/19/2025
B
Oregon 3/5/2025
B
Idaho 3/11/2025
B
Texas 2/19/2025
B
Illinois 2/19/2025
IA
Texas 2/19/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SOVRAN ADVISORS, LLC (CRD#:329415)
150 S Los Robles Ave Suite 750, Pasadena, CA 91101
Registered with this firm since 2/19/2025
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
150 S LOS ROBLES AVE STE 750, PASADENA, CA 91101
1730 W CAMERON AVE #200, WEST COVINA, CA 91790
Registered with this firm since 2/19/2025
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/29/2017 - 03/05/2025 LPL FINANCIAL LLC (CRD#:6413) WEST COVINA, CA
IA
 02/05/2016 - 02/19/2025 TRILOGY CAPITAL, INC. (CRD#:281597) West Covina, CA
IA
 11/29/2017 - 12/31/2017 LPL FINANCIAL LLC (CRD#:6413) WEST COVINA, CA
IA
 05/28/2013 - 11/29/2017 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) WEST COVINA, CA
B
 03/27/2012 - 11/29/2017 NATIONAL PLANNING CORPORATION (CRD#:29604) WEST COVINA, CA
B
 09/21/1994 - 03/08/1995 FIRST INVESTORS CORPORATION (CRD#:305) EDISON, NJ
B
 08/22/1994 - 09/12/1994 CHATFIELD DEAN & CO., INC. (CRD#:14714) GREENWOOD VILLAGE, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.