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MICHAEL STEPHEN SUSECK
MICHAEL SUSECK
CRD#: 2514149
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 WEST NEW YORK, NJ
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 WEST NEW YORK, NJ
Registration History
19952000200520102015202020252 FIRMS2021 - Present (3 years)BBNY MELLON SECURITIES CORPORATION (CRD# 231)2005 - 2020 (14 years)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)1998 - 2005 (7 years)BTHE DREYFUS SERVICE CORPORATION (CRD# 231)1995 - 1998 (2 years)BSMITH BARNEY INC. (CRD# 7059)1994 - 1995 (<1 year)
License(s)

State Registrations

B
Alabama 7/21/2021

B
Nebraska 7/21/2021

B
Alaska 7/21/2021

B
Nevada 7/21/2021

B
Arizona 7/21/2021

B
New Hampshire 7/21/2021

B
Arkansas 7/21/2021

B
New Jersey 7/21/2021

B
California 7/21/2021

IA
New Jersey 9/22/2021

B
Colorado 7/21/2021

B
New Mexico 7/21/2021

B
Connecticut 7/21/2021

B
New York 7/21/2021

B
Delaware 7/21/2021

B
North Carolina 7/21/2021

B
District of Columbia 7/21/2021

B
North Dakota 7/21/2021

B
Florida 7/21/2021

B
Ohio 7/21/2021

B
Georgia 7/21/2021

B
Oklahoma 7/21/2021

B
Hawaii 7/21/2021

B
Oregon 7/21/2021

B
Idaho 7/21/2021

B
Pennsylvania 7/21/2021

B
Illinois 7/21/2021

B
Puerto Rico 7/21/2021

B
Indiana 7/21/2021

B
Rhode Island 7/21/2021

B
Iowa 7/21/2021

B
South Carolina 7/21/2021

B
Kansas 7/21/2021

B
South Dakota 7/21/2021

B
Kentucky 7/21/2021

B
Tennessee 7/21/2021

B
Louisiana 7/21/2021

B
Texas 7/21/2021

B
Maine 7/21/2021

IA
Texas 9/20/2021

B
Maryland 7/21/2021

B
Utah 7/21/2021

B
Massachusetts 7/21/2021

B
Vermont 7/21/2021

B
Michigan 7/21/2021

B
Virginia 7/21/2021

B
Minnesota 7/21/2021

B
Washington 7/21/2021

B
Mississippi 7/21/2021

B
West Virginia 7/21/2021

B
Missouri 7/21/2021

B
Wisconsin 7/21/2021

B
Montana 7/21/2021

B
Wyoming 7/21/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
WEST NEW YORK, NJ
Registered with this firm since 9/20/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
WEST NEW YORK, NJ
Registered with this firm since 7/21/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/18/2005 - 01/29/2020 BNY MELLON SECURITIES CORPORATION (CRD#:231) New York, NY
B
05/28/1998 - 10/13/2005 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) NEWARK, NJ
B
05/17/1995 - 04/24/1998 THE DREYFUS SERVICE CORPORATION (CRD#:231) NEW YORK, NY
B
08/09/1994 - 05/15/1995 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.