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Detailed Report
TOM EDWARD BURNS
CRD#: 2513693
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 301 S HAM LN
STE A
LODI, CA 95242
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1997 - Present (27 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1996 - Present (29 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1996 - 2006 (10 years)
License(s)

State Registrations

B
Arizona 3/3/2020
B
Idaho 9/16/2021
B
California 5/13/1996
B
Michigan 3/11/2016
IA
California 12/15/1997
B
Montana 7/3/2024
B
Florida 6/27/2006
B
Nevada 2/12/2003
B
Georgia 7/20/2005

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
301 S HAM LN STE A, LODI, CA 95242
Lodi, CA
Registered with this firm since 12/15/1997
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
301 S HAM LN STE A, LODI, CA 95242
Lodi, CA
Registered with this firm since 3/29/1996
Previous Registration(s)
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B
 03/29/1996 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.