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Detailed Report
JAMES LAWRENCE CHAPPLE
CRD#: 2513408
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 9800 Shelard Parkway, Suite 220
Plymouth, MN 55441
LPL FINANCIAL LLCCRD#: 6413 9800 SHELARD PKWY, #220
PLYMOUTH, MN 55441
Registration History
1995200020052010201520202025IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2022 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2009 - Present (15 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)1999 - 2009 (10 years)BTITAN/VALUE EQUITIES GROUP, INC. (CRD# 6359)1998 - 1999 (<1 year)BAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1994 - 1998 (3 years)IAINVESTORS FINANCIAL GROUP (CRD# 154168)2014 - 2022 (8 years)IALPL FINANCIAL LLC (CRD# 6413)2009 - 2011 (2 years)IAMUTUAL SERVICE CORPORATION (CRD# 4806)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Arizona 9/3/2020
B
New York 5/11/2023
B
California 1/14/2010
B
North Dakota 9/8/2009
B
Colorado 12/3/2009
B
Ohio 4/9/2018
B
Connecticut 3/28/2013
B
Oklahoma 6/9/2023
B
Florida 9/8/2009
B
Pennsylvania 3/13/2019
B
Illinois 9/8/2009
B
South Dakota 9/8/2009
B
Indiana 11/29/2016
B
Texas 2/23/2021
B
Massachusetts 4/14/2023
B
Utah 5/28/2015
B
Minnesota 9/8/2009
B
Virginia 1/3/2019
IA
Minnesota 3/16/2022
B
Wisconsin 9/8/2009

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
9800 Shelard Parkway, Suite 220, Plymouth, MN 55441
Registered with this firm since 3/16/2022
B
LPL FINANCIAL LLC (CRD#:6413)
9800 SHELARD PKWY, #220, PLYMOUTH, MN 55441
Registered with this firm since 9/8/2009
Previous Registration(s)
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IA
 01/16/2014 - 07/25/2022 INVESTORS FINANCIAL GROUP (CRD#:154168) PLYMOUTH, MN
IA
 09/08/2009 - 12/22/2011 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
IA
 04/29/2009 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) PLYMOUTH, MN
B
 03/31/1999 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) PLYMOUTH, MN
B
 04/27/1998 - 03/31/1999 TITAN/VALUE EQUITIES GROUP, INC. (CRD#:6359) IRVINE, CA
B
 08/24/1994 - 04/30/1998 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.