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Detailed Report
KEVIN THOMAS DOOLEY
CRD#: 2513153
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 9130 S. DADELAND BLVD.
SUITE 1400
MIAMI, FL 33156
Registration History
1995200020052010201520202025IAEQUITABLE ADVISORS, LLC (CRD# 6627)2000 - Present (25 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)1995 - Present (29 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1995 - 2000 (4 years)
Disclosure(s)
View By:
11/13/2024
Customer Dispute
Pending
11/21/2023
Customer Dispute
Settled
9/29/2021
Customer Dispute
Settled
10/11/2019
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 11/12/2024
B
Nevada 5/7/2024
IA
Alabama 11/12/2024
IA
Nevada 5/7/2024
B
Alaska 4/10/2023
B
New Hampshire 7/11/2024
IA
Alaska 4/25/2023
IA
New Hampshire 7/11/2024
B
Arizona 11/22/2023
B
New Jersey 2/11/1998
IA
Arizona 11/24/2023
IA
New Jersey 7/5/2002
B
Arkansas 3/4/2025
B
New Mexico 1/23/2025
IA
Arkansas 3/6/2025
B
New York 2/19/1997
B
California 2/25/2004
IA
New York 9/3/2021
IA
California 7/9/2015
B
North Carolina 1/6/2010
B
Colorado 7/25/2013
IA
North Carolina 3/4/2011
IA
Colorado 11/8/2016
B
North Dakota 1/22/2025
B
Connecticut 12/3/2019
IA
North Dakota 1/22/2025
IA
Connecticut 12/9/2019
B
Ohio 11/14/2014
B
Florida 2/8/2000
IA
Ohio 12/4/2014
IA
Florida 2/8/2000
B
Pennsylvania 11/18/2016
B
Georgia 4/18/2008
IA
Pennsylvania 11/21/2016
IA
Georgia 12/2/2010
B
Puerto Rico 2/5/2025
B
Idaho 8/6/2024
IA
Puerto Rico 2/5/2025
IA
Idaho 8/6/2024
B
Rhode Island 1/17/2025
B
Illinois 8/10/2023
IA
Rhode Island 1/17/2025
IA
Illinois 8/14/2023
B
South Carolina 8/13/2018
IA
Indiana 8/7/2024
IA
South Carolina 8/29/2018
B
Indiana 8/16/2024
B
South Dakota 1/17/2025
IA
Iowa 1/21/2025
IA
South Dakota 1/17/2025
B
Iowa 1/23/2025
B
Tennessee 2/10/2023
B
Kansas 1/2/2024
B
Texas 4/2/2020
IA
Kansas 1/2/2024
IA
Texas 8/13/2020
B
Kentucky 7/25/2013
IA
Utah 6/7/2024
IA
Louisiana 1/17/2025
B
Utah 6/11/2024
B
Louisiana 1/24/2025
B
Vermont 2/22/2001
B
Maine 9/6/2024
IA
Vermont 12/13/2010
IA
Maine 9/6/2024
B
Virginia 1/12/2009
B
Maryland 12/9/2021
IA
Virginia 9/10/2010
IA
Maryland 1/12/2022
B
Washington 3/29/2021
B
Michigan 9/26/2022
IA
Washington 4/1/2021
IA
Michigan 9/29/2022
B
West Virginia 3/9/2023
B
Minnesota 7/25/2013
IA
West Virginia 3/20/2023
IA
Minnesota 8/15/2023
B
Wisconsin 2/1/2024
B
Mississippi 8/6/2024
IA
Wisconsin 2/1/2024
IA
Mississippi 8/7/2024
B
Wyoming 1/17/2025
B
Montana 1/21/2025
IA
Wyoming 1/17/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
9130 S. DADELAND BLVD. SUITE 1400, MIAMI, FL 33156
Registered with this firm since 2/8/2000
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
9130 S. DADELAND BLVD. SUITE 1400, MIAMI, FL 33156
Registered with this firm since 5/26/1995
Previous Registration(s)
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B
 05/26/1995 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.