View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 11/09/2012 - 09/02/2022 | GOLETA, CA | |
B | 11/09/2012 - 09/02/2022 | GOLETA, CA | |
IA | 06/01/2009 - 11/16/2012 | SANTA BARBARA, CA | |
B | 06/01/2009 - 11/16/2012 | SANTA BARBARA, CA | |
IA | 06/29/2007 - 06/01/2009 | MONTECITO, CA | |
B | 06/29/2007 - 06/01/2009 | MONTECITO, CA | |
IA | 07/16/2002 - 07/03/2007 | VENTURA, CA | |
B | 09/20/2000 - 07/03/2007 | VENTURA, CA | |
B | 03/29/2000 - 07/25/2000 | IRVINE, CA | |
B | 11/08/1995 - 02/04/2000 | MINNEAPOLIS, MN | |
B | 09/26/1994 - 01/06/1995 | NEW YORK, NY |