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MICHAEL EDMUND FERTIG
MICHAEL E FERTIG
CRD#: 2511778
IA
B
FRAGASSO FINANCIAL ADVISORSCRD#: 123255 3402 Washington Road
STE. 301
McMurray, PA 15317
STE. 301
McMurray, PA 15317
PRIVATE CLIENT SERVICES, LLCCRD#: 120222 3402 Washington Road
Suite 301
McMurray, PA 15317
Suite 301
McMurray, PA 15317
0
Disclosures
29
Years of Experience
View By:
State Registrations
B
California 8/2/2018
B
Ohio 5/15/2023
B
Florida 8/2/2018
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Pennsylvania 8/22/1997
B
Georgia 8/2/2018
B
Pennsylvania 8/2/2018
B
Maryland 11/26/2019
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Texas 9/13/2012
B
New York 10/29/2018
B
Texas 8/2/2018
B
North Carolina 8/2/2018
SRO Registrations
B
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Registered with this firm since 8/22/1997
B
Registered with this firm since 8/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/16/1996 - 08/03/2018 | PITTSBURGH, PA | |
B | 09/28/1995 - 02/22/1996 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.