• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MARIA JOSEFA GARCIA
CRD#: 2509637
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 10275 W HIGGINS ROAD
SUITE 200
ROSEMONT, IL 60018
Registration History
19952000200520102015202020252 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)1994 - 2024 (30 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2022 - 2024 (2 years)
License(s)

State Registrations

B
Arizona 11/14/2024

B
Michigan 12/19/2024

B
Florida 12/19/2024

B
South Carolina 11/14/2024

B
Illinois 11/14/2024

B
Tennessee 12/19/2024

IA
Illinois 11/14/2024

B
Texas 11/14/2024

B
Indiana 12/19/2024

B
Wisconsin 12/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
10275 W HIGGINS ROAD SUITE 200, ROSEMONT, IL 60018
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
10275 W HIGGINS ROAD SUITE 200, ROSEMONT, IL 60018
Registered with this firm since 11/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/26/2022 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) ROSEMONT, IL
B
08/24/1994 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) ROSEMONT, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.