• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHRIS JOHN REEDY
CHRISTOPHER JOHN REEDY
CRD#: 2508152
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 150 S. Wacker Drive
Chicago, IL 60606-4111
Registration History
19952000200520102015202020252 FIRMS1998 - 2007 (9 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BJOHN DAWSON & ASSOCIATES, INC. (CRD# 6347)1995 - 1998 (3 years)BEURO-ATLANTIC SECURITIES INC. (CRD# 21367)1994 - 1995 (<1 year)
Disclosure(s)
View By:
9/15/2003
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 1/6/2018

B
Montana 1/6/2018

B
Alaska 1/6/2018

B
Nebraska 11/2/2012

B
Arizona 1/6/2018

B
Nevada 1/6/2018

B
Arkansas 8/21/2015

B
New Hampshire 1/6/2018

B
California 1/6/2018

B
New Jersey 1/6/2018

B
Colorado 1/6/2018

B
New Mexico 1/6/2018

B
Connecticut 1/6/2018

B
New York 11/2/2012

B
Delaware 1/6/2018

B
North Carolina 1/8/2018

B
District of Columbia 1/6/2018

B
North Dakota 11/2/2012

B
Florida 1/6/2018

B
Ohio 11/5/2012

B
Georgia 1/6/2018

B
Oklahoma 8/21/2015

B
Hawaii 1/6/2018

B
Oregon 1/6/2018

B
Idaho 1/6/2018

B
Pennsylvania 11/2/2012

B
Illinois 11/2/2012

B
Puerto Rico 1/6/2018

IA
Illinois 11/2/2012

B
Rhode Island 1/6/2018

B
Indiana 11/2/2012

B
South Carolina 1/6/2018

B
Iowa 11/2/2012

B
South Dakota 11/2/2012

B
Kansas 11/2/2012

B
Tennessee 1/2/2013

B
Kentucky 11/2/2012

B
Texas 8/21/2015

B
Louisiana 8/21/2015

B
Utah 1/6/2018

B
Maine 1/6/2018

B
Vermont 1/6/2018

B
Maryland 1/6/2018

B
Virgin Islands 1/6/2018

B
Massachusetts 1/6/2018

B
Virginia 1/6/2018

B
Michigan 11/2/2012

B
Washington 1/6/2018

B
Minnesota 11/2/2012

B
West Virginia 11/2/2012

B
Mississippi 1/6/2018

B
Wisconsin 11/2/2012

B
Missouri 11/2/2012

B
Wyoming 1/6/2018

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
150 S. Wacker Drive, Chicago, IL 60606-4111
Registered with this firm since 11/2/2012

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
150 S. Wacker Drive, Chicago, IL 60606-4111
Registered with this firm since 11/2/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 10/25/2012 MORGAN STANLEY (CRD#:149777) NAPERVILLE, IL
B
06/01/2009 - 10/25/2012 MORGAN STANLEY (CRD#:149777) NAPERVILLE, IL
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) GENEVA, IL
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) GENEVA, IL
IA
03/31/1998 - 04/02/2007 MORGAN STANLEY (CRD#:7556) GENEVA, IL
B
03/17/1998 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) GENEVA, IL
B
02/08/1995 - 03/19/1998 JOHN DAWSON & ASSOCIATES, INC. (CRD#:6347) CHICAGO, IL
B
06/29/1994 - 02/07/1995 EURO-ATLANTIC SECURITIES INC. (CRD#:21367)
FINRA expelled the firm on 09/08/1997
BOCA RATON, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.