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Detailed Report
GAGANDEEP K SAHNI
GAGANDEEP KAUR SAHNI, SHEENA SAHNI
CRD#: 2506969
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 5405 MOREHOUSE DRIVE
SUITE 245
SAN DIEGO, CA 92121
Registration History
19952000200520102015202020252 FIRMS2012 - Present (13 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2002 - 2010 (7 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1998 - 2002 (4 years)BCHATFIELD DEAN & CO., INC. (CRD# 14714)1994 - 1998 (3 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2004 - 2010 (5 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1999 - 2002 (3 years)
Disclosure(s)
View By:
11/26/2003
Customer Dispute
Settled
2/15/2002
Customer Dispute
Denied
2/15/2002
Customer Dispute
Settled
License(s)

State Registrations

B
California 1/26/2012
IA
Georgia 2/14/2024
IA
California 1/30/2012
B
Ohio 2/18/2016
B
Colorado 4/25/2023
IA
Ohio 7/28/2016
IA
Colorado 4/25/2023
B
Texas 10/30/2020
B
Florida 9/24/2020
IA
Texas 10/30/2020
IA
Florida 9/24/2020
B
Washington 3/26/2018
B
Georgia 2/14/2024
IA
Washington 5/29/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
5405 MOREHOUSE DRIVE SUITE 245, SAN DIEGO, CA 92121
Registered with this firm since 1/30/2012
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
5405 MOREHOUSE DRIVE SUITE 245, SAN DIEGO, CA 92121
Registered with this firm since 1/24/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/17/2004 - 01/28/2010 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) SAN DIEGO, CA
B
 08/30/2002 - 01/28/2010 PRUCO SECURITIES, LLC. (CRD#:5685) SAN DIEGO, CA
IA
 06/07/1999 - 09/04/2002 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) SAN DIEGO, CA
B
 09/11/1998 - 09/04/2002 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 11/03/1994 - 09/08/1998 CHATFIELD DEAN & CO., INC. (CRD#:14714) GREENWOOD VILLAGE, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.