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LLOYD WILLIAM SULLINS
BILL SULLINS, L WILLIAM SULLINS
CRD#: 2506534
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5 PARK PLAZA 19TH & 20TH FLS
[LT/SB/SG-RBO]
IRVINE, CA 92614
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2007 (3 years)2 FIRMS2007 - 2011 (4 years)2 FIRMS2011 - Present (13 years)BEDWARD JONES (CRD# 250)2003 - 2004 (1 year)
License(s)

State Registrations

B
Arizona 2/16/2016

B
Nevada 11/10/2011

B
California 11/9/2011

B
New York 1/7/2021

IA
California 11/10/2011

B
Ohio 10/22/2021

B
Florida 12/8/2011

B
Oregon 12/1/2023

B
Indiana 9/6/2024

B
South Dakota 11/10/2011

B
Montana 9/20/2024

B
Washington 6/29/2017

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5 PARK PLAZA 19TH & 20TH FLS [LT/SB/SG-RBO], IRVINE, CA 92614
CAPISTRANO BEACH, CA
Registered with this firm since 11/10/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5 PARK PLAZA 19TH & 20TH FLS [LT/SB/SG-RBO], IRVINE, CA 92614
CAPISTRANO BEACH, CA
Registered with this firm since 11/9/2011

Previous Registration(s)
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05/29/2007 - 11/21/2011 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CORONA DEL MAR, CA
B
05/29/2007 - 11/21/2011 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CORONA DEL MAR, CA
IA
09/02/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) ALISO VIEJO, CA
B
05/03/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) ALISO VIEJO, CA
B
01/02/2003 - 04/07/2004 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.