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Detailed Report
TIMOTHY JOEL ULFIG
CRD#: 2506011
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Investment Adviser
CHERRY CREEK FAMILY OFFICESCRD#: 156310 210 UNIVERSITY BLVD
SUITE 650
DENVER, CO 80206
Registration History
20002002200420062008201020122014201620182020202220242026IACHERRY CREEK FAMILY OFFICES (CRD# 156310)2011 - Present (13 years)IAGENSPRING FAMILY OFFICES, LLC (CRD# 109278)2009 - 2010 (1 year)IAEPIC CAPITAL LLC (CRD# 147522)2008 - 2009 (1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - 2007 (<1 year)IAMORGAN STANLEY (CRD# 7556)2002 - 2003 (<1 year)
Disclosure(s)
View By:
12/29/2000
Customer Dispute
Denied
License(s)

State Registrations

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Colorado 5/4/2011
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Texas 5/5/2011
Current Registration(s)
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CHERRY CREEK FAMILY OFFICES (CRD#:156310)
210 UNIVERSITY BLVD SUITE 650, DENVER, CO 80206
Registered with this firm since 5/4/2011
Previous Registration(s)
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 04/21/2009 - 11/15/2010 GENSPRING FAMILY OFFICES, LLC (CRD#:109278) DENVER, CO
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 07/29/2008 - 07/07/2009 EPIC CAPITAL LLC (CRD#:147522) DENVER, CO
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 07/11/2007 - 11/29/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
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 11/25/2002 - 05/05/2003 MORGAN STANLEY (CRD#:7556) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.