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Detailed Report
DEBORAH SWIFT SMITH
DEBBIE SMITH
CRD#: 2505435
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 VALDOSTA, GA
Registration History
1995200020052010201520202025IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2003 - Present (21 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)1999 - Present (26 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)1997 - 2001 (4 years)BG. R. PHELPS & CO., INC. (CRD# 173)1994 - 1995 (<1 year)
License(s)

State Registrations

B
Alabama 11/24/2010
B
Georgia 2/16/1999
IA
Alabama 12/2/2010
IA
Georgia 4/28/2003
B
Florida 6/29/1999
B
North Carolina 12/22/2016
IA
Florida 11/29/2010

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
VALDOSTA, GA
Registered with this firm since 4/28/2003
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
VALDOSTA, GA
Registered with this firm since 2/16/1999
Previous Registration(s)
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B
 03/21/1997 - 12/31/2001 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
B
 07/18/1994 - 03/28/1995 G. R. PHELPS & CO., INC. (CRD#:173)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.