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Detailed Report
KURT CHRISTOPHER CAMPMAN
CRD#: 2505299
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5 PARK PLZ 19TH & 20TH FLS
IRVINE, CA 92614
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2012 - Present (13 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 2012 (15 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2012 (9 years)
Disclosure(s)
View By:
1/11/1999
Customer Dispute
Settled
License(s)

State Registrations

B
California 1/13/2012
IA
California 1/13/2012

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5 PARK PLZ 19TH & 20TH FLS, IRVINE, CA 92614
Registered with this firm since 1/13/2012
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5 PARK PLZ 19TH & 20TH FLS, IRVINE, CA 92614
Registered with this firm since 1/13/2012
Previous Registration(s)
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IA
 06/06/2002 - 01/03/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAGUNA HILLS, CA
B
 04/12/1996 - 01/03/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAGUNA HILLS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.