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Detailed Report
KARL ERNST KLINGER
CRD#: 2504870
IA
Investment Adviser
B
Broker
NEXT FINANCIAL GROUP, INC.CRD#: 46214 3092 BRICKHOUSE COURT
VIRGINIA BEACH, VA 23452
Registration History
19952000200520102015202020252 FIRMS1994 - 1998 (4 years)2 FIRMS1999 - 2003 (4 years)IANEXT FINANCIAL GROUP, INC. (CRD# 46214)2008 - Present (16 years)BNEXT FINANCIAL GROUP, INC. (CRD# 46214)2003 - Present (22 years)BROBERT THOMAS SECURITIES, INC (CRD# 10147)1998 - 1999 (<1 year)IACOLLEGE FINANCIAL SERVICES (CRD# 118143)2003 - 2008 (5 years)
License(s)

State Registrations

B
California 1/2/2003
B
North Carolina 1/2/2003
B
Colorado 1/3/2022
B
Pennsylvania 5/30/2003
B
Florida 1/2/2003
B
South Carolina 4/4/2012
B
Georgia 2/11/2005
B
Virginia 1/2/2003
B
New York 1/4/2021
IA
Virginia 10/21/2008

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEXT FINANCIAL GROUP, INC. (CRD#:46214)
3092 BRICKHOUSE COURT, VIRGINIA BEACH, VA 23452
Registered with this firm since 10/21/2008
B
NEXT FINANCIAL GROUP, INC. (CRD#:46214)
3092 BRICKHOUSE COURT, VIRGINIA BEACH, VA 23452
Registered with this firm since 1/2/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/09/2003 - 10/21/2008 COLLEGE FINANCIAL SERVICES (CRD#:118143) VIRGINIA BEACH, VA
IA
 06/25/1999 - 01/08/2003 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) VIRGINIA BEACH, VA
B
 01/04/1999 - 01/08/2003 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
B
 12/02/1998 - 01/04/1999 ROBERT THOMAS SECURITIES, INC (CRD#:10147) ST. PETERSBURG, FL
B
 06/24/1994 - 12/01/1998 EQ FINANCIAL CONSULTANTS, INC. (CRD#:6627) NEW YORK, NY
B
 06/24/1994 - 12/01/1998 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.