Individual Firm
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JAY K STEINHILBER
CRD#: 2504517
IA
B
MORGAN STANLEYCRD#: 149777 Fort Myers, FL
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Arizona 6/1/2009
B
Nebraska 6/1/2009
B
California 6/1/2009
B
Nevada 7/1/2015
B
Colorado 5/26/2021
B
New Jersey 11/13/2020
B
District of Columbia 11/28/2016
B
New York 11/13/2020
B
Florida 6/1/2009
B
North Carolina 3/8/2011
IA
Florida 12/7/2022
B
Ohio 6/1/2009
B
Georgia 2/27/2025
B
Oregon 6/1/2009
B
Illinois 6/1/2009
B
Pennsylvania 1/6/2020
IA
Illinois 6/1/2009
B
Rhode Island 6/28/2024
B
Indiana 8/12/2009
B
South Carolina 6/1/2009
B
Iowa 12/10/2013
B
Tennessee 11/13/2020
B
Kansas 6/1/2009
B
Texas 6/1/2009
B
Maryland 6/1/2009
IA
Texas 2/12/2014
B
Massachusetts 8/17/2022
B
Virginia 6/1/2009
B
Michigan 6/7/2018
B
Washington 6/1/2009
B
Minnesota 12/9/2015
B
West Virginia 6/28/2024
B
Missouri 6/1/2009
B
Wisconsin 6/1/2009
B
Montana 11/15/2023
SRO Registrations
B
B
B
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/13/2001 - 06/01/2009 | DEERFIELD, IL | |
B | 07/11/2000 - 06/01/2009 | DEERFIELD, IL | |
B | 08/23/1994 - 07/20/2000 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.