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Detailed Report
DAREN THOMAS DAHMER
CRD#: 2504305
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2700 POST OAK BLVD STE 900
HOUSTON, TX 77056
Registration History
19952000200520102015202020252 FIRMS1996 - 2020 (24 years)2 FIRMS2020 - Present (4 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1995 - 1996 (1 year)BOLDE DISCOUNT CORPORATION (CRD# 5979)1994 - 1995 (<1 year)
License(s)

State Registrations

B
Alabama 2/6/2023
B
Maine 2/6/2023
B
Arizona 3/7/2025
B
Michigan 7/29/2020
B
Arkansas 7/9/2021
B
Missouri 2/6/2023
B
California 7/29/2020
B
Nebraska 2/6/2023
B
Colorado 2/6/2023
B
New Mexico 2/6/2023
B
District of Columbia 11/25/2020
B
New York 7/29/2020
B
Florida 2/6/2023
B
North Carolina 2/6/2023
B
Georgia 2/6/2023
B
Oklahoma 2/6/2023
B
Hawaii 2/6/2023
B
Pennsylvania 2/6/2023
B
Idaho 2/6/2023
B
Tennessee 2/6/2023
B
Illinois 7/29/2020
B
Texas 7/29/2020
B
Iowa 1/12/2024
IA
Texas 7/29/2020
B
Louisiana 7/29/2020
B
Wyoming 7/29/2020

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2700 POST OAK BLVD STE 900, HOUSTON, TX 77056
Registered with this firm since 7/29/2020
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2700 POST OAK BLVD STE 900, HOUSTON, TX 77056
Registered with this firm since 7/29/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/08/1996 - 07/30/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
 07/05/1996 - 07/30/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
 03/03/1995 - 06/21/1996 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 08/22/1994 - 02/28/1995 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.