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Detailed Report
KENNETH JAMES WILKINSON
CRD#: 2504136
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Investment Adviser
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Previous Broker
HARVEST INVESTMENT SERVICES, LLCCRD#: 159390 811 SAN RAMON VALLEY BLVD.
SUITE 100
DANVILLE, CA 94526
Registration History
1995200020052010201520202025IAHARVEST INVESTMENT SERVICES, LLC (CRD# 159390)2012 - Present (12 years)BPROEQUITIES, INC. (CRD# 15708)2001 - 2017 (16 years)BLONDON PACIFIC ADVISORS (CRD# 25089)2000 - 2001 (<1 year)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)1994 - 2000 (5 years)IAINVESTMENT ADVISORS (CRD# 15708)2004 - 2017 (13 years)
Disclosure(s)
View By:
10/12/2016
Customer Dispute
Settled
4/29/2015
Judgment / Lien
9/22/2014
Judgment / Lien
7/25/2013
Customer Dispute
Settled
12/28/2010
Judgment / Lien
3/1/2010
Judgment / Lien
2/2/2009
Judgment / Lien
License(s)

State Registrations

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California 6/8/2012
Current Registration(s)
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HARVEST INVESTMENT SERVICES, LLC (CRD#:159390)
811 SAN RAMON VALLEY BLVD. SUITE 100, DANVILLE, CA 94526
Registered with this firm since 6/8/2012
Previous Registration(s)
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 08/05/2004 - 12/31/2017 INVESTMENT ADVISORS (CRD#:15708) DANVILLE, CA
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 01/12/2001 - 12/31/2017 PROEQUITIES, INC. (CRD#:15708) DANVILLE, CA
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 03/15/2000 - 01/23/2001 LONDON PACIFIC ADVISORS (CRD#:25089) SACRAMENTO, CA
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 09/12/1994 - 03/15/2000 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) NEWARK, DE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.