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Detailed Report
RONALD GARY BOHRER
CRD#: 25040
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 150 JFK Parkway
2Nd Floor
Short Hills, NJ 07078
Registration History
1970197519801985199019952000200520102015202020252 FIRMS2010 - Present (14 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1994 - 2010 (16 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1989 - 1994 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1985 - 1989 (3 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1985 - 1985 (<1 year)BBEVILL, BRESLER & SCHULMAN INC... (CRD# 6971)1983 - 1985 (1 year)BHANAUER, STERN & COMPANY,INCOR... (CRD# 7077)1976 - 1983 (7 years)BHELLER & MEYER (CRD# 2167)1973 - 1973 (<1 year)BHERTZ, WARNER & CO. (CRD# 405)1969 - 1971 (1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2006 - 2010 (3 years)
Disclosure(s)
View By:
5/20/1999
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 1/2/2024
IA
New Jersey 6/30/2010
B
California 1/4/2024
B
New York 6/30/2010
B
Colorado 6/30/2010
B
Ohio 7/18/2019
B
Connecticut 7/31/2019
B
Pennsylvania 6/30/2010
B
District of Columbia 8/11/2021
B
Virgin Islands 7/13/2020
B
Florida 6/30/2010
B
Virginia 6/4/2021
B
Massachusetts 6/30/2010
B
Wisconsin 6/30/2010
B
New Jersey 6/30/2010

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
150 JFK Parkway 2Nd Floor, Short Hills, NJ 07078
Registered with this firm since 6/30/2010
B
MORGAN STANLEY (CRD#:149777)
150 JFK Parkway 2Nd Floor, Short Hills, NJ 07078
Registered with this firm since 6/30/2010
Previous Registration(s)
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IA
 10/24/2006 - 07/02/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) WESTFIELD, NJ
B
 04/08/1994 - 07/02/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) WESTFIELD, NJ
B
 02/24/1989 - 04/19/1994 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 04/30/1985 - 03/11/1989 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
B
 04/25/1985 - 05/03/1985 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613)
B
 07/21/1983 - 04/10/1985 BEVILL, BRESLER & SCHULMAN INCORPORATED (CRD#:6971)
FINRA expelled the firm on 11/25/1986
B
 03/18/1976 - 07/25/1983 HANAUER, STERN & COMPANY,INCORPORATED (CRD#:7077)
B
 03/09/1973 - 04/13/1973 HELLER & MEYER (CRD#:2167)
B
 06/02/1969 - 03/25/1971 HERTZ, WARNER & CO. (CRD#:405)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.