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FREDRIC ROBERT HOROWITZ
CRD#: 250382
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 286 MADISON AVE
SUITE 901
NEW YORK, NY 10017
Registration History
197019751980198519901995200020052010201520202025IAMML INVESTORS SERVICES, LLC (CRD# 10409)2018 - Present (6 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)1996 - Present (28 years)BG. R. PHELPS & CO., INC. (CRD# 173)1977 - 1996 (18 years)BNATHAN & LEWIS SECURITIES, INC. (CRD# 8503)1994 - 1996 (1 year)BGREAT NORTHERN INVESTORS CORP. (CRD# 368)1973 - 1976 (3 years)BCREATIVE PROGRAMS CORP. (CRD# 189)1970 - 1972 (2 years)
Disclosure(s)
View By:
11/4/2022
Customer Dispute
Denied
2/22/2007
Customer Dispute
Denied
3/3/2006
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 2/15/2022

B
New Jersey 3/1/1996

B
California 3/1/1996

B
New York 3/1/1996

B
Colorado 4/18/2013

IA
New York 6/14/2021

B
Connecticut 3/1/1996

B
North Carolina 7/20/2011

B
Delaware 4/8/2024

B
Oregon 4/28/2015

B
District of Columbia 9/21/2021

B
Pennsylvania 2/7/2002

B
Florida 3/1/1996

B
Rhode Island 1/4/2022

B
Georgia 3/1/1996

B
South Carolina 12/19/2012

B
Illinois 11/19/2012

B
Texas 1/31/2018

B
Iowa 4/28/2015

IA
Texas 2/1/2018

B
Louisiana 5/16/2014

B
Vermont 3/1/1996

B
Maryland 8/18/2022

B
Virginia 3/1/1996

B
Massachusetts 3/1/1996

B
Wisconsin 1/9/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
286 MADISON AVE SUITE 901, NEW YORK, NY 10017
SCARSDALE,, NY
Registered with this firm since 2/1/2018

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
286 MADISON AVE SUITE 901, NEW YORK, NY 10017
SCARSDALE,, NY
Registered with this firm since 3/1/1996

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/25/1977 - 03/01/1996 G. R. PHELPS & CO., INC. (CRD#:173)
B
05/10/1994 - 01/01/1996 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) NEW YORK, NY
B
03/28/1973 - 08/31/1976 GREAT NORTHERN INVESTORS CORP. (CRD#:368)
B
03/23/1970 - 12/03/1972 CREATIVE PROGRAMS CORP. (CRD#:189)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.