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Detailed Report
DAVID JAMES LAZORIK
CRD#: 2503775
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 1320 N 16TH AVE
STE B
YAKIMA, WA 98902
Registration History
19952000200520102015202020252 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - Present (14 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2009 (8 years)BMFS FUND DISTRIBUTORS, INC. (CRD# 31052)1999 - 2000 (1 year)BSMITH BARNEY INC. (CRD# 7059)1995 - 1997 (1 year)BD.A. DAVIDSON & CO. (CRD# 199)1994 - 1995 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2009 (7 years)
License(s)

State Registrations

B
Alaska 1/9/2025
B
Kansas 5/13/2024
B
Arizona 4/5/2016
B
Montana 8/26/2020
B
California 7/3/2013
B
Nebraska 10/30/2023
B
Colorado 10/2/2017
B
Oregon 4/15/2011
B
Delaware 10/30/2023
B
Texas 1/11/2017
B
Florida 4/15/2011
IA
Texas 1/17/2017
B
Georgia 3/25/2025
B
Utah 4/6/2018
B
Idaho 4/15/2011
B
Washington 4/15/2011
B
Indiana 1/8/2025
IA
Washington 4/15/2011

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
1320 N 16TH AVE STE B, YAKIMA, WA 98902
Registered with this firm since 4/15/2011
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
1320 N 16TH AVE STE B, YAKIMA, WA 98902
Registered with this firm since 4/15/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 04/21/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) YAKIMA, WA
B
 06/01/2009 - 04/21/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) YAKIMA, WA
IA
 04/29/2002 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) YAKIMA, WA
B
 01/02/2001 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) YAKIMA, WA
B
 03/03/1999 - 08/18/2000 MFS FUND DISTRIBUTORS, INC. (CRD#:31052) BOSTON, MA
B
 11/03/1995 - 10/16/1997 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 07/20/1994 - 11/01/1995 D.A. DAVIDSON & CO. (CRD#:199) GREAT FALLS, MT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.