Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Registration History
2002200420062008201020122014201620182020202220242026IALEVEL FOUR ADVISORY SERVICES (CRD# 134086)2014 - Present (10 years)IAMP & H FINANCIAL GROUP, LLC (CRD# 147664)2010 - 2014 (3 years)IACLIFTON GUNDERSON WEALTH MANAG... (CRD# 111297)2005 - 2010 (4 years)IASVA PLANNERS INC (CRD# 105197)2002 - 2005 (2 years)
Disclosure(s)
View By:
7/27/2001
Customer Dispute
Denied
License(s)

State Registrations

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Wisconsin 4/4/2014
Current Registration(s)
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LEVEL FOUR ADVISORY SERVICES (CRD#:134086)
MIDDLETON, WI
Registered with this firm since 4/4/2014
Previous Registration(s)
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 06/17/2010 - 04/18/2014 MP & H FINANCIAL GROUP, LLC (CRD#:147664) LIBERTYVILLE, IL
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 04/19/2005 - 03/30/2010 CLIFTON GUNDERSON WEALTH MANAGEMENT (CRD#:111297) MIDDLETON, WI
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 05/16/2002 - 04/06/2005 SVA PLANNERS INC (CRD#:105197) MADISON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.