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SCOTT DENNIS FITZENREITER
SCOTT Dennis FITZENREITER
CRD#: 2503714
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 1501 K STREET NORTH WEST
11TH FLOOR
WASHINGTON, DC 20005
11TH FLOOR
WASHINGTON, DC 20005
0
Disclosures
30
Years of Experience
View By:
State Registrations
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Alabama 9/28/2022
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Mississippi 9/26/2022
B
Arizona 9/26/2022
B
Nebraska 9/26/2022
IA
Arkansas 9/26/2022
B
New Hampshire 9/26/2022
B
California 9/26/2022
B
New Jersey 9/26/2022
B
Colorado 9/26/2022
B
New Mexico 9/26/2022
B
Connecticut 9/26/2022
B
New York 9/26/2022
B
Delaware 9/26/2022
B
North Carolina 9/26/2022
B
District of Columbia 9/26/2022
B
Ohio 9/26/2022
IA
District of Columbia 10/4/2022
B
Oregon 9/26/2022
B
Florida 9/26/2022
B
Pennsylvania 9/26/2022
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Florida 9/27/2022
B
South Carolina 9/26/2022
B
Georgia 9/26/2022
IA
South Carolina 9/26/2022
B
Illinois 9/26/2022
B
Tennessee 9/26/2022
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Indiana 9/26/2022
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Texas 9/26/2022
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Kansas 2/7/2024
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Texas 9/26/2022
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Kentucky 9/26/2022
B
Vermont 9/26/2022
B
Louisiana 9/26/2022
B
Virginia 9/26/2022
B
Maine 9/26/2022
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Virginia 9/26/2022
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Maryland 9/26/2022
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Washington 9/26/2022
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Massachusetts 9/26/2022
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West Virginia 9/26/2022
B
Michigan 9/26/2022
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Wisconsin 9/4/2024
SRO Registrations
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IA
Registered with this firm since 9/26/2022
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Registered with this firm since 9/26/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/02/1994 - 09/27/2022 | WASHINGTON, DC | |
B | 08/09/1994 - 09/27/2022 | WASHINGTON, DC |
WASHINGTON, DC
09/02/1994 - 09/27/2022
WASHINGTON, DC
08/09/1994 - 09/27/2022
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.