Individual Firm
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DAMON ANDREW PIERSON
CRD#: 2503656
IA
B
OSAIC WEALTH, INC.CRD#: 23131 22800 SAVI RANCH PARKWAY
SUITE 222
YORBA LINDA, CA 92887
SUITE 222
YORBA LINDA, CA 92887
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7/27/2022
Financial
Final
State Registrations
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Arizona 1/19/2024
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Florida 1/19/2024
B
California 1/19/2024
B
Idaho 1/19/2024
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California 1/19/2024
B
Nebraska 1/19/2024
B
Colorado 1/19/2024
B
Nevada 1/19/2024
B
Connecticut 1/19/2024
SRO Registrations
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Registered with this firm since 1/19/2024
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Registered with this firm since 1/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/17/2010 - 01/19/2024 | YORBA LINDA, CA | |
B | 08/13/2010 - 01/19/2024 | YORBA LINDA, CA | |
IA | 06/12/2009 - 09/15/2010 | IRVINE, CA | |
B | 04/29/2009 - 09/09/2010 | IRVINE, CA | |
IA | 06/21/2005 - 05/29/2009 | CORONA, CA | |
B | 05/17/2005 - 05/29/2009 | CORONA, CA | |
IA | 11/24/2003 - 06/08/2005 | ANAHEIM, CA | |
B | 04/07/1999 - 06/08/2005 | HOUSTON, TX | |
B | 11/20/2000 - 12/31/2001 | HOUSTON, TX | |
B | 04/28/1998 - 11/15/2000 | OAK PARK, IL | |
B | 03/24/1997 - 04/11/1997 | ||
B | 06/05/1996 - 03/03/1997 | NEW YORK, NY | |
B | 07/25/1994 - 06/08/1996 |
03/24/1997 - 04/11/1997
07/25/1994 - 06/08/1996
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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