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Detailed Report
CHRISTOPHER JOHN FRIZZI
CHRIS JOHN FRIZZI, CHRIS FRIZZI
CRD#: 2502783
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Investment Adviser
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Previous Broker
KCPAG FINANCIAL ADVISORS LLCCRD#: 117491 1700 STANDIFORD AVE
SUITE 200
MODESTO, CA 95350
Registration History
1995200020052010201520202025IAKCPAG FINANCIAL ADVISORS LLC (CRD# 117491)2010 - Present (15 years)BSECURITIES AMERICA, INC. (CRD# 10205)2009 - 2019 (9 years)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2005 - 2009 (4 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2003 - 2005 (1 year)BFISERV INVESTOR SERVICES, INC. (CRD# 34637)2003 - 2003 (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1994 - 2002 (8 years)IAMORGAN STANLEY (CRD# 7556)1998 - 2002 (4 years)
License(s)

State Registrations

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Arizona 11/20/2024
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California 1/4/2010
Current Registration(s)
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KCPAG FINANCIAL ADVISORS LLC (CRD#:117491)
1700 STANDIFORD AVE SUITE 200, MODESTO, CA 95350
Registered with this firm since 1/4/2010
Previous Registration(s)
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 12/03/2009 - 05/23/2019 SECURITIES AMERICA, INC. (CRD#:10205) MODESTO, CA
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 08/11/2005 - 11/10/2009 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) CITRUS HEIGHTS, CA
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 08/14/2003 - 05/25/2005 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
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 02/03/2003 - 07/31/2003 FISERV INVESTOR SERVICES, INC. (CRD#:34637) HOUSTON, TX
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 11/02/1998 - 12/04/2002 MORGAN STANLEY (CRD#:7556) FREMONT, CA
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 06/17/1994 - 12/04/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.