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Detailed Report
JOHN A CARBONE
CRD#: 2500062
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 38 Melba Court
Brooklyn, NY 11229
LPL FINANCIAL LLCCRD#: 6413 BROOKLYN, NY
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2011 - 2017 (6 years)IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2018 - Present (7 years)BLPL FINANCIAL LLC (CRD# 6413)2017 - Present (7 years)BAXA ADVISORS, LLC (CRD# 6627)2003 - 2011 (7 years)IALPL FINANCIAL LLC (CRD# 6413)2017 - 2020 (2 years)IAAXA ADVISORS, LLC (CRD# 6627)2004 - 2011 (7 years)
License(s)

State Registrations

B
Connecticut 11/29/2017
B
New Jersey 11/29/2017
B
Florida 11/29/2017
B
New York 11/29/2017
B
Maryland 11/29/2017
IA
New York 6/3/2021
B
Massachusetts 11/29/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
38 Melba Court, Brooklyn, NY 11229
Registered with this firm since 2/12/2018
B
LPL FINANCIAL LLC (CRD#:6413)
BROOKLYN, NY
Registered with this firm since 11/29/2017
Previous Registration(s)
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IA
 11/29/2017 - 10/06/2020 LPL FINANCIAL LLC (CRD#:6413) Brooklyn, NY
IA
 08/19/2011 - 12/05/2017 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) NEW YORK, NY
B
 08/19/2011 - 11/29/2017 NATIONAL PLANNING CORPORATION (CRD#:29604) NEW YORK, NY
IA
 02/23/2004 - 04/04/2011 AXA ADVISORS, LLC (CRD#:6627) BROOKLYN, NY
B
 07/30/2003 - 04/04/2011 AXA ADVISORS, LLC (CRD#:6627) BROOKLYN, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.