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Detailed Report
Kenneth W. Harmon
Kenneth W Harmon
CRD#: 2499608
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 425 S PRAIRIE STREET SUITE A
BETHALTO, IL 62010
Registration History
1995200020052010201520202025IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)1998 - Present (26 years)BFRANKLIN FINANCIAL SERVICES CO... (CRD# 5435)1994 - 1999 (4 years)
License(s)

State Registrations

B
Arizona 5/13/2016
B
Minnesota 10/9/2008
B
Arkansas 1/4/2021
B
Missouri 4/6/1999
B
California 3/6/2017
B
North Carolina 4/12/2013
B
Florida 11/3/2003
B
Ohio 2/27/2023
B
Illinois 12/9/1998
B
Oregon 3/8/2018
IA
Illinois 3/20/2007
B
Texas 1/3/2012
B
Indiana 11/27/2019
IA
Texas 1/2/2019
B
Kentucky 3/10/2014
B
Wisconsin 10/22/2015
B
Michigan 8/10/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
425 S PRAIRIE STREET SUITE A, BETHALTO, IL 62010
Registered with this firm since 3/20/2007
B
EDWARD JONES (CRD#:250)
425 S PRAIRIE STREET SUITE A, BETHALTO, IL 62010
Registered with this firm since 12/9/1998
Previous Registration(s)
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B
 06/23/1994 - 04/06/1999 FRANKLIN FINANCIAL SERVICES CORPORATION (CRD#:5435) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.