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Detailed Report
MICHAEL SCOTT BARRON
MIKE BARRON
CRD#: 2499497
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 777 South Flagler Drive
Suite 700E
West Palm Beach, FL 33401
Registration History
19952000200520102015202020252 FIRMS1999 - 2007 (7 years)2 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2020 (12 years)2 FIRMS2020 - Present (4 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1996 - 1999 (3 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1994 - 1997 (2 years)
Disclosure(s)
View By:
1/26/2010
Customer Dispute
Denied
2/20/2008
Customer Dispute
Settled
5/21/2007
Customer Dispute
Denied
2/16/2000
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 7/9/2020
B
Missouri 8/18/2023
B
Alaska 8/25/2023
B
Nebraska 2/1/2024
B
Arizona 6/12/2020
B
Nevada 6/12/2020
B
Arkansas 8/24/2023
B
New Hampshire 6/12/2020
B
California 6/12/2020
B
New Jersey 6/12/2020
B
Colorado 7/13/2020
B
New Mexico 6/12/2020
B
Connecticut 7/9/2020
B
New York 6/12/2020
B
Delaware 6/12/2020
B
North Carolina 6/12/2020
B
District of Columbia 7/23/2020
B
Ohio 6/12/2020
B
Florida 7/9/2020
B
Oregon 6/15/2020
IA
Florida 7/9/2020
B
Pennsylvania 6/12/2020
B
Georgia 6/12/2020
B
Puerto Rico 6/15/2021
B
Hawaii 6/3/2021
B
Rhode Island 6/12/2020
B
Idaho 7/8/2020
B
South Carolina 7/10/2020
B
Illinois 7/15/2020
B
Tennessee 6/12/2020
B
Indiana 7/10/2020
B
Texas 6/12/2020
B
Kansas 8/18/2023
IA
Texas 6/12/2020
B
Kentucky 6/12/2020
B
Utah 8/22/2023
B
Louisiana 7/10/2020
B
Vermont 6/12/2020
B
Maine 6/12/2020
B
Virginia 6/12/2020
B
Maryland 6/12/2020
B
Washington 6/12/2020
B
Massachusetts 6/15/2020
B
West Virginia 6/30/2021
B
Michigan 6/12/2020
B
Wisconsin 6/12/2020
B
Minnesota 6/12/2020
B
Wyoming 8/18/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
777 South Flagler Drive Suite 700E, West Palm Beach, FL 33401
Registered with this firm since 6/12/2020
B
MORGAN STANLEY (CRD#:149777)
777 South Flagler Drive Suite 700E, West Palm Beach, FL 33401
Registered with this firm since 6/12/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/23/2008 - 07/06/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEST PALM BEACH, FL
B
 05/23/2008 - 07/06/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEST PALM BEACH, FL
IA
 04/02/2007 - 05/27/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) W. PALM BEACH, FL
B
 04/02/2007 - 05/27/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) W. PALM BEACH, FL
IA
 11/29/1999 - 04/02/2007 MORGAN STANLEY (CRD#:7556) W. PALM BEACH, FL
B
 11/29/1999 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) W. PALM BEACH, FL
B
 12/16/1996 - 12/22/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 08/17/1994 - 02/21/1997 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.