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Registration History
19952000200520102015202020252 FIRMS2017 - Present (7 years)BH. BECK, INC. (CRD# 1763)2003 - 2017 (13 years)BLASALLE ST SECURITIES, L.L.C. (CRD# 7191)1999 - 2003 (3 years)BH. BECK, INC. (CRD# 1763)1994 - 1999 (5 years)IAH. BECK, INC. (CRD# 1763)2004 - 2017 (13 years)IACBIZ FINANCIAL SOLUTIONS, INC. (CRD# 16678)2000 - 2002 (2 years)
Disclosure(s)
View By:
6/7/2024
Customer Dispute
Final
3/14/2018
Customer Dispute
Denied
12/9/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Delaware 4/6/2017

B
Pennsylvania 7/20/2022

B
Florida 7/20/2022

B
Texas 2/23/2024

B
Maryland 4/6/2017

B
Virginia 4/6/2017

IA
Maryland 4/6/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
Sykesville, MD
Registered with this firm since 4/6/2017

B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
Sykesville, MD
Registered with this firm since 4/6/2017

Previous Registration(s)
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IA
03/01/2004 - 04/06/2017 H. BECK, INC. (CRD#:1763) SYKESVILLE, MD
B
06/16/2003 - 04/06/2017 H. BECK, INC. (CRD#:1763) SYKESVILLE, MD
B
09/02/1999 - 06/13/2003 LASALLE ST SECURITIES, L.L.C. (CRD#:7191) ELMHURST, IL
IA
01/18/2000 - 12/31/2002 CBIZ FINANCIAL SOLUTIONS, INC. (CRD#:16678) COLUMBIA, MD
B
06/22/1994 - 08/30/1999 H. BECK, INC. (CRD#:1763) ROCKVILLE, MD
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.