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Detailed Report
THOMAS EDWARD KATULA
CRD#: 2498789
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 234 BOLINGBROOK DR
BOLINGBROOK, IL 60440
CETERA INVESTMENT SERVICES LLCCRD#: 15340 234 BOLINGBROOK DR
BOLINGBROOK, IL 60440
Registration History
19952000200520102015202020252 FIRMS1994 - 1997 (2 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2018 (8 years)2 FIRMS2018 - Present (7 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2001 - 2007 (5 years)BCHARTER ONE SECURITIES, INC. (CRD# 13373)2001 - 2001 (<1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)1997 - 2001 (4 years)IACITICORP INVESTMENT SERVICES (CRD# 23988)2002 - 2007 (4 years)
License(s)

State Registrations

B
Arizona 1/5/2018
B
Kansas 4/19/2021
B
California 1/5/2018
B
Michigan 3/23/2022
B
Colorado 11/18/2021
B
Montana 4/15/2021
B
Florida 1/5/2018
B
Nevada 1/5/2018
B
Illinois 1/5/2018
B
Ohio 1/8/2018
IA
Illinois 1/5/2018
B
Pennsylvania 6/2/2023
B
Indiana 1/5/2018
B
Wisconsin 1/5/2018
B
Iowa 7/7/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
234 BOLINGBROOK DR, BOLINGBROOK, IL 60440
Registered with this firm since 1/5/2018
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
234 BOLINGBROOK DR, BOLINGBROOK, IL 60440
10350 S CICERO AVE, OAK LAWN, IL 60453
Registered with this firm since 1/5/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/17/2009 - 01/08/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) OAK LAWN, IL
B
 09/17/2009 - 01/08/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) OAK LAWN, IL
IA
 05/29/2007 - 09/22/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DOWNERS GROVE, IL
B
 05/29/2007 - 09/22/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DOWNERS GROVE, IL
IA
 06/25/2002 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) DOWNERS GROVE, IL
B
 09/27/2001 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) DOWNERS GROVE, IL
B
 09/04/2001 - 10/10/2001 CHARTER ONE SECURITIES, INC. (CRD#:13373) CLEVELAND, OH
B
 04/15/1997 - 09/05/2001 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
 07/26/1994 - 04/18/1997 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 07/26/1994 - 04/18/1997 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.