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Detailed Report
BRENDAN AUSTIN REYNOLDS
CRD#: 2498712
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 68 S SERVICE RD STE 200
MELVILLE, NY 11747
Registration History
19952000200520102015202020252 FIRMS2016 - Present (8 years)BJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2001 - 2016 (15 years)BGRUNTAL & CO., L.L.C. (CRD# 372)1995 - 2001 (5 years)BRICKEL & ASSOCIATES, INC. (CRD# 7839)1994 - 1995 (<1 year)BSOUTH RICHMOND SECURITIES, INC. (CRD# 14913)1994 - 1994 (<1 year)IAJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2007 - 2016 (8 years)
Disclosure(s)
View By:
9/12/2000
Customer Dispute
Denied
License(s)

State Registrations

B
California 7/8/2016
B
New Jersey 7/8/2016
B
District of Columbia 3/15/2023
IA
New Jersey 7/8/2016
B
Florida 7/8/2016
B
New York 7/8/2016
B
Georgia 2/8/2018
IA
New York 7/27/2021
B
Illinois 7/8/2016
B
North Carolina 1/20/2022
B
Maine 3/28/2024
B
Ohio 2/9/2018
B
Maryland 7/8/2016
B
Virginia 2/8/2018

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
68 S SERVICE RD STE 200, MELVILLE, NY 11747
HUNTINGTON, NY
Registered with this firm since 7/8/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
68 S SERVICE RD STE 200, MELVILLE, NY 11747
HUNTINGTON, NY
Registered with this firm since 7/8/2016
Previous Registration(s)
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IA
 10/04/2007 - 07/27/2016 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) MELVILLE, NY
B
 04/17/2001 - 07/27/2016 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) MELVILLE, NY
B
 09/05/1995 - 04/25/2001 GRUNTAL & CO., L.L.C. (CRD#:372) NEW YORK, NY
B
 12/23/1994 - 01/16/1995 RICKEL & ASSOCIATES, INC. (CRD#:7839) NEW YORK, NY
B
 07/06/1994 - 12/23/1994 SOUTH RICHMOND SECURITIES, INC. (CRD#:14913)
FINRA expelled the firm on 04/24/1995
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.